Practical Law Publishes Daniel Chirlin’s 2021 CFTC Investigation and Enforcement Process Flowchart
July 21, 2021
Practical Law published Daniel Chirlin’s flowchart outlining the CFTC’s process of investigation and enforcement. It covers each stage of the investigation, from the time when the investigation is triggered, through fact-gathering, the Wells process, the decision whether to recommend an enforcement action, the Commission’s decision, and the choice of forum.
View the flowchart here: CFTC Investigation and Enforcement Process